求人ID : 2021101301

Asset Management Corp.Head of Compliance

求人会社名:外資系生命保険会社

メンバー
1200万円~1400万円

募集要項

  • こだわり条件

    外資系 従業員1000名以上 土日祝日休み 転勤なし 社宅・家賃補助制度 育休・産休・介護休暇実績あり

  • 仕事内容

    Manage advisory compliance and associated control environments and strike the balance between serving as trusted advisor to the business and encouraging a culture of robust challenge to the business.
    Review existing compliance policies and procedures and make enhancements to strengthen processes, procedures and policies and stay head of regulatory requirements and expectations under FSA regulations.
    Issue spot, analyze, and dimension the complexity of risks and regulations; handling complex issues and engaging directly with regulators.
    Interface with senior management to ensure effective awareness of key compliance risk areas and develop and implement mandatory and targeted training on relevant compliance regulations and processes.
    Develop, execute and maintain a monitoring and testing plan to ensure that controls are operating as intended and prepare regular reporting on compliance activities.
    Conduct and administer MAM Board meetings and shareholder meetings.
    Review of marketing materials, pitch books and assist in client on boarding.
    Knowledge of local AML rules and regulations.
    Prepare and file required documentation for the FSA or other relevant external authorities on a routine and ad-hoc basis.
    Oversee day-to-day administration of several key controls including portfolio guideline monitoring, restricted issuer list, gifts and entertainment reporting, personal trading, authorized trader lists, OFAC and local sanctions programs, regulatory reporting, marketing material review, and ethical walls.
    Stay abreast of changes in the regulatory environment and analyze the business impact of regulatory changes.
    Work collaboratively with business partners and senior leaders including those in IT, Legal Affairs, Corporate Licensing, and Internal Audit.
    Advise on and provide credible challenge to compliance with relevant laws, regulations, and compliance policies.
    Provide meaningful compliance reporting to senior management

  • 職種分類

    金融系専門職 > ミドル・バックオフィス > リーガル・コンプライアンス

  • 業種分類

    生命保険

  • 年齢

    38歳~48歳まで
    【年齢制限理由】
    例外事由 3号 イ
    長期勤続によるキャリア形成を図る観点から、若年者等を期間の定めのない労働契約の対象として募集・採用する場合

  • 応募条件

    5+ years relevant and suitable Compliance experience gain with an FSA registered investment management firm
    Extensive knowledge of rules and regulations applicable to MAMs investment activities in Japan
    Demonstrated ability to assess risk and communicate results to board level senior management.
    Demonstrated ability to analyze risks and controls, determining when controls are not operating effectively and act accordingly.
    Excellent oral communication skills, including ability to communicate with all levels of management.
    Demonstrated ability to translate and communicate requirements in ley persons terms, enabling business partners to better understand requirements, working together toward implementation of solutions.
    Dedicated, self-motivated with an ability to work independently as well as being a team player

  • 年収

    1200万円~1400万円
    経験・能力などに応じて、当社規定により決定

  • ポジション

    メンバー

  • 雇用形態

    正社員

  • 勤務地

    東京都

  • 勤務時間

    9時~17時(休憩1時間)

  • 休日・休暇

    完全週休2日(土日)、祝日、連続、年末年始、有給、慶弔、リフレッシュ休暇

  • 福利厚生

    賞与、交通費全額支給、各種社会保険完備、退職金制度

求人会社情報

  • 事業概要

    生命保険業及びそれに付随する業務

この求人の取り扱い人材紹介会社・コンサルタント ご相談や条件交渉などのサポートを行います

人材紹介会社情報

この求人に関連するスキルで検索



似ている求人を探す

求人検索をする

送信に失敗しました。

送信に失敗しました。